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Purchase, New York - USD Full Time Posted: Tuesday, 13 March 2018
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

We are seeking a junior AML Associate for our Purchase, NY office.

Principle accountabilities include:

Service Delivery
Ensure investor accounts are in compliance with anti-money laundering requirements and regulations and company AML policies and procedures.
Handle queries from investors and fund managers in a professional and prompt manner, escalating where appropriate.
Ensuring investor AML documentation is maintained in a complete and organized manner.
Produce MIS and other internal operational reports that assist in the effective operation of the AML process.
All of the above should be carried out in compliance with the Service Level Agreements agreed with each client.

Investor servicing requires compliance with a range of policies. The Investor Services Representative should have:
A detailed knowledge of the offering documentation for the funds being serviced.
A strong knowledge of the regulations that pertain to the domicile of the fund being serviced.
A strong knowledge of our internal policies and procedures. Particular emphasis is required on all matters relating to Anti-Money laundering controls.


Key Characteristics/Competencies
A Senior Investor Services Representative is likely to have the following characteristics:
A number of year's prior experience of investor servicing. Knowledge of hedge fund processing is a strong advantage.
A strong knowledge of AML regulations.
An aptitude for client service.
Good administrative and organizational skills with a particular focus on accuracy and attention to detail.
An ability to work under pressure and an ability to cope with increased work loads at month-end.
An ability to work as part of focused team.
An ability to work as part of a global, distributed team.
An ability to use key financial systems and other IT tools.
A third level qualification - preferably in a business or numerical discipline.

Fund Services - Investor Services AML (entry-level)

Purchase, New York, United States of America
Sun, 11 March 2018 19:00:00 EST
Morgan Stanley USA
Morgan Stanley USA
3/13/2018 1:05:39 PM

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